LEGAL 6103

U.S. Securities Regulation

Course Description

Course information provided by the Courses of Study 2022-2023.

This course provides an overview of the economic functions, institutional design, and regulation of financial firms and markets in which they operate. Beginning with conventional deposit-taking banks, the course examines the risks embedded within the business of banking, along with how regulation seeks to mitigate these risks. It then expands this framework to survey the operation andregulation of securities broker-dealers, insurance companies, wholesale funding markets, structured finance markets, money market and other investment funds, and financial market infrastructure.

When Offered Summer.

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