LAW 6821

Last Updated

  • Schedule of Classes - September 9, 2021 7:14PM EDT
  • Course Catalog - September 9, 2021 7:15PM EDT

LAW 6821
Securities Regulation

Course information provided by the Courses of Study 2020-2021.

This course analyzes key issues under the U.S. federal securities laws, principally the Securities Act of 1933 and the Securities Exchange Act of 1934, with respect to the domestic and international offer and sale of securities. It includes a study of what constitutes a security, the public offering process, mandatory disclosure requirements for public companies, exemptions from registration (including exempt global offerings), and potential liabilities and sanctions.

When Offered Fall or Spring.

Prerequisites/Corequisites Prerequisite or corequisite: LAW 6131.

View Enrollment Information

Syllabi: none

  •   Regular Academic Session. 

  • 4 Credits Stdnt Opt

  • 17396 LAW 6821   LEC 001

  • Instruction Mode: Hybrid-Online and In Person

    Department Consent Required (Add)

Syllabi: none

  •   Regular Academic Session. 

  • 3-4 Credits Stdnt Opt

  • 20887 LAW 6821   LEC 002

  • Instruction Mode: Hybrid-Online and In Person

    Department Consent Required (Add)